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MAS Information Paper on Good Practices of Market Conduct Controls in the Financial Advisory Industry (26 May 2026)
The information paper sets out MAS’ supervisory expectations and good practices observed in the following areas. Financial Institutions (FIs) are expected to benchmark their policies and processes against these practices and implement enhancements, commensurate with their business and risk profile, to strengthen their control frameworks. For the full details, refer to to https://www.mas.gov.sg/publications/monographs-or-information-paper/2026/information-paper-on-good-practices-of-market-conduct-controls-in-the-financial-advisory-industry Disclaimer: The…
Keep readingMAS Information Paper on Risk Management Practices for Fund Management Companies (29 May 2026)
This information paper sets out MAS’ supervisory expectations for effective governance structures, frameworks, policies and procedures, and controls for overseeing and managing the FMCs’ investment process. The paper provides examples of good practices and areas for improvements. Fund Management Companies (FMCs) can adopt a risk-based and proportionate approach, considering the size, scale and complexity of…
Keep readingMAS Information Paper Valuation Practices for Fund Management Companies (29 May 2026)
This information paper sets out MAS’ supervisory expectations for effective governance structures, frameworks, policies and procedures, and controls with respect to valuation of funds’ assets. The paper provides examples of good practices and areas for improvements. Fund Management Companies (FMCs) can adopt a risk-based and proportionate approach, considering the size, scale and complexity of their…
Keep readingMAS Guidelines on Environmental Risk Management – Transition Planning (5 March 2026)
The Guidelines set the expectations for asset managers (“AMs”) to manage the transition and physical risks they and their portfolios face from climate change. The Guidelines will take effect from September 2027 and are an addendum to the Guidelines on Environmental Risk Management issued in 2020. AMs should implement the Guidelines in a way that…
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